Non-cftc approved futures

26 Mar 2015 The exchanges covered by the order include Hong Kong Futures Exchange Limited and non-U.S. exchanges authorized by the SFC under the  13 Mar 2016 Pursuant to applicable CFTC rule, future commission merchants are required review and approval by senior management and annual approval by the Among the non-public information obtained by Raymond James were 

25 Feb 2020 CFTC Re-Proposes Position Limits for Certain Commodity Futures 2020, the Commodity Futures Trading Commission (CFTC) approved a its non- enumerated hedge recognized as bona fide for purposes of both federal  Nodal Exchange Receives CFTC Approval to Register as a Designated Contract that the U.S. Commodity Futures Trading Commission (CFTC) has approved its in moving the bilateral non cleared contracts to the cleared market consistent  7 Feb 2020 Futures exchanges will provide to the Commission monthly reports of non- enumerated bona fide hedge approvals. The CFTC will rely upon its  Commodity futures contracts are agreements to buy or sell a specific quantity of a Penny Stocks, Pre-investor, Preferred Securities, Principal Approval, Principal The Commodity Futures Trading Commission (CFTC) is the federal NFA is the non-governmental regulator for anyone who trades futures with the public. 13 Apr 2016 [49] The CFTC has also articulated four non-exclusive examples of the commissions arose when the CFTC approved a futures contract on a  products can thrive in non-United States financial markets. Successful CFTC cannot approve the application of a stock index futures con- tract (or option 

1 Dec 2017 The Chicago Board Options Exchange (CBOE) has received approval from the U.S. Commodity Futures Trading…

(i) such non-Member is a member of another futures association registered involving swaps subject to the jurisdiction of the CFTC must be approved as a  An FSFP therefore is a security future listed for trading on an exchange adverse impact and competitive disadvantage with respect to non-U.S. investors by not being permitted to trade regulations, please contact DCIO at dcio@cftc. gov. of the CFTC and the National Futures Associa- tion (“NFA”). exchange, including non-deliverable forwards The CFTC ultimately approved rule amendments. 25 Feb 2020 CFTC Re-Proposes Position Limits for Certain Commodity Futures 2020, the Commodity Futures Trading Commission (CFTC) approved a its non- enumerated hedge recognized as bona fide for purposes of both federal  Nodal Exchange Receives CFTC Approval to Register as a Designated Contract that the U.S. Commodity Futures Trading Commission (CFTC) has approved its in moving the bilateral non cleared contracts to the cleared market consistent  7 Feb 2020 Futures exchanges will provide to the Commission monthly reports of non- enumerated bona fide hedge approvals. The CFTC will rely upon its 

• Futures on MSCI Dividend Point Indexes launched in Q4 2019 • Total Return Futures on MSCI USA to build on success of TRFs on SX5E Non-CFTC Approved DM OMFP MSCI EAFE USD Price MSDUEAFE Index DMSCIEA1 OMON 50 0.10 100 100.0% 1.3% 499 9,450 855,075,284 110,910 8,842,254,259 DM OMFA MSCI EAFE USD NTR NDDUEAFE Index NDDUEAFE

Approved Contracts Submitted by DCMs. Security Futures Products. Trading of futures on single securities and futures on narrow-based security indexes, collectively called security futures products or SFPs, is jointly regulated by the CFTC and the Securities and Exchange Commission (SEC). Security futures products have features of both The CFTC receives many inquiries regarding what foreign futures and options contracts may be offered or sold to customers located in the U.S. and what registration requirements are applicable to intermediaries who offer and sell those products. Notwithstanding the foregoing product-based and A non-U.S. entity that transacts business directly with U.S. customers solely in futures contracts and options traded on foreign exchanges is exempt from registration under certain circumstances. On February 20, the Commodity Futures Trading Commission (CFTC) unanimously approved two proposed rules to revise its regulations relating to swap data reporting, dissemination and public reporting requirements for market participants. Commodity Futures Trading Commission - CFTC: An independent U.S. federal agency established by the Commodity Futures Trading Commission Act of 1974. The Commodity Futures Trading Commission The exemption applies to activities that involve commodity interests (i.e., CFTC-regulated derivatives such as futures contracts, swaps, etc.) executed bilaterally or over a CFTC-regulated futures exchange or swap execution facility (a “SEF”). A Foreign Intermediary can rely on this exemption, as long as the following conditions are met: Registration and Membership. The Commodity Exchange Act (CEA) requires certain firms and individuals that conduct business in the derivatives industry to register with the CFTC. CFTC regulations also require, with few exceptions, CFTC registered firms to be NFA Members. The CFTC has delegated registration responsibility to NFA.

In accordance with Rules 15.05 and 21.03 of the Commodity Futures Trading Commission ("CFTC"), 17 C.F.R.. §§15.05 and 21.03, Interactive Brokers is 

The Futures Industry Association’s Principle Traders Group (PTG) has slammed the decision by the Commodity Futures Trading Commission (CFTC) to allow ICE to self-certify its Passive Order Protection mechanism, more commonly known as a speed bump. The PTG was joined in its criticism of the decision, which has already caused significant controversy in futures circles, … In recent weeks, the U.S. Commodity Futures Trading Commission has issued several final rules and rule proposals that directly affect hedge fund managers that trade in futures contracts (and in other commodity interests) and private equity fund managers with portfolio companies that may, as part of a hedging or raw materials acquisition effort The SEC approved trading in options on the Gold Trust shares and the CFTC approved trading in futures on them. The SEC's and CFTC's approvals are expected to harness the power of market forces in determining the viability of the products and are designed to ensure that appropriate public, market participant, and financial protections are in place. • Futures on MSCI Dividend Point Indexes launched in Q4 2019 • Total Return Futures on MSCI USA to build on success of TRFs on SX5E Non-CFTC Approved DM OMFP MSCI EAFE USD Price MSDUEAFE Index DMSCIEA1 OMON 50 0.10 100 100.0% 0.0% 523 11,500 989,723,373 107,260 8,465,338,853 DM OMFA MSCI EAFE USD NTR NDDUEAFE Index NDDUEAFE On January 6, 2016, the Commodity Futures Trading Commission (``Commission'' or ``CFTC'') published final regulations to implement section 4s(e) of the Commodity Exchange Act, which requires the Commission to adopt initial and variation margin requirements for uncleared swaps of swap dealers and

The CFTC receives many inquiries regarding what foreign futures and options contracts may be offered or sold to customers located in the U.S. and what registration requirements are applicable to intermediaries who offer and sell those products. Notwithstanding the foregoing product-based and

7 Feb 2020 Futures exchanges will provide to the Commission monthly reports of non- enumerated bona fide hedge approvals. The CFTC will rely upon its 

7 Feb 2020 Futures exchanges will provide to the Commission monthly reports of non- enumerated bona fide hedge approvals. The CFTC will rely upon its  Commodity futures contracts are agreements to buy or sell a specific quantity of a Penny Stocks, Pre-investor, Preferred Securities, Principal Approval, Principal The Commodity Futures Trading Commission (CFTC) is the federal NFA is the non-governmental regulator for anyone who trades futures with the public.